Internal Policy for Trading ​

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I am committed to maintaining the highest standards of integrity, transparency, and compliance. In line with SEBI’s regulations, we have established a robust internal policy to govern personal trading by our Research Analysts.

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• All personal trades by Research Analysts are subject to pre-approval to ensure that there is no conflict of interest or misuse of non-public information.

• A detailed record of all trades is maintained and periodically reviewed to ensure adherence to compliance standards.

• Our procedures are designed to promote ethical conduct and protect the interests of our clients while upholding regulatory requirements.​

This policy reinforces our commitment to professional conduct and ensures that our research remains objective, unbiased, and trustworthy.

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For any questions related to our trading policy, please contact us at learntradingwithkb@gmail.com

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Compliance & Policies

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1. Internal Policy for Trading by Research Analyst

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I maintain the highest standards of integrity and transparency. All personal trades by our Research Analysts are subject to pre-approval, recorded, and periodically reviewed to prevent conflicts of interest and ensure compliance with SEBI regulations. This policy ensures that our research remains objective, unbiased, and trustworthy.

2. Documentary Basis for Research Reports

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All research reports are supported by a strong documentary basis. Analysis is derived from publicly available data, company filings, industry reports, market trends, and other reliable sources. Relevant charts, tables, and calculations are maintained to ensure transparency, accuracy, and SEBI compliance, making our research credible and verifiable.

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3. Records of Personal Trading

Records of all personal trading by Research Analysts are maintained in a structured and secure manner. Each trade is documented, monitored, and periodically reviewed to prevent any conflict of interest and ensure adherence to regulatory requirements.

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4. Disclaimers

Research reports are intended solely for information purposes. They do not constitute investment advice, and investments in securities involve market risks. Past performance is not indicative of future results. All recommendations are based on thorough research, but readers should perform their own due diligence or consult with qualified financial advisors before making investment decisions.

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PMLA Policy

PMLA (Prevention of Money Laundering Act) Policy is maintained at K B Trading Consultancy. The policy outlines procedures to identify, monitor, and report suspicious transactions, ensuring compliance with applicable anti-money laundering laws and SEBI regulations. All staff are trained to adhere to this policy to maintain transparency and regulatory compliance.

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Disclosures and Disclaimers 

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This research report is prepared and issued by Kiran Bala registered with the Securities and Exchange Board of India (“SEBI”) as a Research Analyst under registration number INH000016445.

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1. Sources of Information
   The information and data used in this report have been obtained from publicly available sources believed to be reliable. However, we do not warrant the completeness or accuracy of the information and disclaim all liability for any errors, omissions, or loss resulting from the use of this report.

2. Conflict of Interest
   As a SEBI registered Research Analyst, we adhere to SEBI (Research Analyst) Regulations, 2014. We confirm that we do not have any material conflict of interest at the time of publishing this report that could influence our objectivity. All relationships, holdings, or financial interests in securities covered in this report, if any, are disclosed as per applicable regulations.

3. Personal Dealing & Compliance
   We have established and maintain internal policies and procedures governing personal trading and dealing by our research analysts. All trades are monitored, recorded, and approved to prevent conflicts of interest and ensure compliance with SEBI’s guidelines.

4. Basis of Research
   This report is based on thorough research, including the analysis of publicly available financial statements, industry reports, macroeconomic trends, and other relevant factors. The assumptions, estimates, and forecasts are provided to the best of our knowledge and judgment at the time of publication.

5. Risk Disclosure
   Investments in securities involve market risks. Past performance is not indicative of future results. The recommendations provided in this report are for informational purposes only and should not be construed as investment advice. Investors should conduct their own due diligence and consult with qualified financial advisors before making any investment decision.

6. No Guarantee of Return
   We do not guarantee or assure any specific outcome or return from investments discussed in this report.

7. Use of the Report
   This report is meant solely for the use of the intended recipient(s) and should not be redistributed or reproduced without prior written consent.

 

For any queries related to the disclosures, compliance, or research methodology, please contact us at:
Email: learntradingwithkb@gmail.com
Phone: +91-9717223472

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Dear Investor,
In case of any grievance / complaint against the research analyst:

- Please contact Compliance Officer of the research analyst (Kiran Bala and New Delhi-110019) / email-id (​learntradingwithkb@gmail.com) and Phone No. - 91-770-389-7993

- You may also approach CEO / Partner / Proprietor (Hemant Chopra) / email- id hemant28@gmail.com and Phone No. - 91-9717223472

- If not satisfied with the response of the research analyst you can lodge your grievances with SEBI at http://scores.gov.in or you may also write to any of the offices of SEBI. For any queries, feedback or assistance,
please contact SEBI Office on Toll Free Helpline at 1800 22 7575 /1800 266 7575.​​